Governance and Decision-Making

  • Remains faithful to its purpose, Principles, and Values
  • Uses resources responsibly
  • Protects public trust
  • Maintains appropriate strategic direction
  • Makes decisions through clear and authorized routes
  • Protects research integrity and editorial independence
  • Supports fair, accessible, respectful, and meaningful participation
  • Protects the welfare, dignity, safety, privacy, rights, and interests of participants and communities
  • Manages conflicts of interest
  • Maintains appropriate financial, operational, research, editorial, data, safeguarding, Partnership, and support arrangements
  • Responds fairly to concerns, complaints, incidents, review requests, and appeals
  • Preserves appropriate records of significant decisions and activity
  • Learns from feedback, mistakes, review, evaluation, changing circumstances, and emerging risks
  • Ensures that no individual, institution, funder, sponsor, partner, provider, Member, contributor, or other party exercises authority beyond that formally granted to them
  • Protect the purpose, Principles, and Values of the Commons
  • Approve or oversee significant strategy, policies, structures, and standards
  • Ensure that appropriate authority, delegation, accountability, and review arrangements exist
  • Oversee material financial, legal, ethical, safeguarding, privacy, data, research, editorial, Partnership, reputational, and operational risks
  • Protect independence, integrity, public trust, and responsible use of resources
  • Ensure that material concerns, complaints, incidents, conflicts of interest, and risks can be escalated appropriately
  • Ensure that appropriate review, appeal, accountability, and record-management arrangements exist
  • Appoint, authorize, delegate to, review, or remove responsible role holders where appropriate
  • Receive proportionate reports on significant activity, risks, decisions, performance, learning, and material matters
  • Ensure that the Commons has an appropriate policy, procedure, agreement, and document-control framework
  • Maintain pages, forms, records, systems, communications, listings, and operational processes
  • Receive enquiries, applications, submissions, requests, support enquiries, concerns, and complaints
  • Route matters to the appropriate person, process, Community Group, Working Space, reviewer, editor, project lead, safeguarding contact, data contact, financial authority, or governance authority
  • Administer Membership, events, Groups, Working Spaces, Calls, research, publication, Repository, Partnerships, funding, and other Commons activity
  • Maintain appropriate administrative records
  • Coordinate approvals and reviews
  • Provide information and guidance
  • Monitor deadlines, conditions, permissions, access, and implementation
  • Escalate material concerns and risks
  • Maintain appropriate policy, procedure, agreement, template, and operational-document registers
  • Support evaluation, review, learning, and improvement
  • Make routine operational decisions within its delegated authority
  • Membership Authority
  • Community and Working Space Authority
  • Events and Learning Authority
  • Research Authority
  • Editorial Authority
  • Repository and Preservation Authority
  • Partnership and External Collaboration Authority
  • Funding, Sponsorship, and Support Authority
  • Financial Authority
  • Safeguarding Authority
  • Privacy, Data, Consent, and Confidentiality Authority
  • Complaints, Review, and Appeal Authority
  • Accessibility and Inclusion Authority
  • Technical and Information-Security Authority
  • Other necessary governance, professional, operational, or specialist authorities
  • Approval of significant strategy, policy, structure, or long-term programme
  • Entry into a formal Partnership
  • Acceptance of significant funding, sponsorship, donation, grant, or in-kind support
  • Approval of substantial expenditure
  • Appointment or removal of senior governance, research, editorial, financial, safeguarding, data, or operational role holders
  • Approval of significant research, project, publication, Repository, event, Working Space, or Community activity
  • Approval of activity involving children, vulnerable people, research participants, controlled data, restricted information, cultural knowledge, significant risk, or major public communication
  • Decisions to publish, correct, retract, preserve, restrict, withdraw, or remove significant material
  • Decisions relating to serious conduct, safeguarding, privacy, data, research-integrity, editorial-integrity, financial, conflict-of-interest, legal, or reputational concerns
  • Decisions to suspend, terminate, vary, or close a material Membership, role, project, Partnership, funding arrangement, event, Working Space, or other activity
  • Decisions that may affect the rights, safety, dignity, privacy, professional standing, financial position, access, participation, or reputation of a person, community, institution, or organization significantly
  • Which decisions may be made by Commons Administration
  • Which decisions require a Designated Authority
  • Which decisions require review by more than one person or body
  • Which decisions require independent review
  • Which decisions require financial, legal, ethical, research, editorial, safeguarding, data, governance, technical, accessibility, or other specialist input
  • Which decisions require a formal agreement
  • Which decisions require consultation with affected participants, communities, Members, institutions, or other relevant people
  • Which decisions may be delegated
  • Which decisions must be recorded
  • Which decisions may be reviewed, appealed, varied, suspended, or terminated
  • What happens when a decision maker has a conflict of interest, is unavailable, or lacks the authority to decide the matter
  • Identifying the question, request, proposal, issue, risk, or decision required
  • Confirming the relevant Commons route
  • Identifying the person or body with authority to decide
  • Gathering relevant information
  • Identifying affected people, communities, participants, Members, institutions, partners, funders, providers, or other stakeholders
  • Considering whether consultation, community participation, specialist advice, independent review, or another input is required
  • Identifying conflicts of interest
  • Considering relevant policies, procedures, agreements, access conditions, legal requirements, ethical requirements, financial controls, safeguarding requirements, data requirements, research standards, editorial standards, and other applicable conditions
  • Assessing risks, benefits, alternatives, consequences, resources, timing, and sustainability
  • Making, recording, communicating, and implementing the decision
  • Reviewing the decision where appropriate
  • Varying, suspending, reversing, or closing the decision if circumstances change or a serious concern arises
  • Employment or consultancy relationships
  • Financial interests
  • Institutional affiliations
  • Research funding
  • Sponsorship arrangements
  • Partnership relationships
  • Provider relationships
  • Intellectual-property interests
  • Personal or family relationships
  • Competing proposals, contracts, funding applications, research projects, manuscripts, or appointments
  • Prior involvement in the matter under discussion
  • Political, policy, advocacy, regulatory, professional, or public-position commitments
  • Relationships with participants, communities, funders, sponsors, providers, authors, editors, reviewers, researchers, or other relevant parties
  • Any other interest that may reasonably affect, or appear to affect, impartiality or public trust
  • Disclosure
  • Recusal
  • Independent review
  • Separation of functions
  • Restricted access
  • Independent moderation
  • Alternative decision-making arrangements
  • Appointment of another reviewer or decision maker
  • Additional oversight
  • Another appropriate safeguard
  • Critical Issues
  • Community Groups
  • Working Spaces
  • Research design
  • Research participation
  • Events and Learning
  • Publication
  • Repository preservation and access
  • Accessibility and inclusion
  • Community knowledge
  • Lived-experience contribution
  • Partnerships and External Collaboration
  • Funding and support
  • Safeguarding
  • Privacy, data, consent, and confidentiality
  • Other public-interest, community, institutional, professional, or cultural activity
  • Who may be affected
  • Whose knowledge, experience, rights, or perspective is relevant
  • Whether people can participate meaningfully
  • Whether support, payment, honoraria, expenses, translation, interpretation, accessibility, or another arrangement is needed
  • Whether confidentiality, safety, privacy, cultural restrictions, power differences, or other risks affect participation
  • How input will be considered
  • How outcomes will be communicated
  • How disagreement, feedback, concerns, or withdrawal will be managed
  • An immediate safeguarding concern
  • A significant risk to life, safety, welfare, dignity, privacy, data, security, or rights
  • A serious information-security incident
  • A serious research-integrity or editorial-integrity concern
  • A significant financial, legal, contractual, operational, or reputational risk
  • A need to suspend access, activity, an event, Working Space, project, role, publication, Partnership, funding arrangement, or other activity to prevent harm
  • Another circumstance in which delay could increase risk materially
  • Pausing activity
  • Restricting access
  • Suspending a role
  • Suspending an event, Working Space, project, Call, publication, Partnership, funding arrangement, or other activity
  • Preserving evidence or records
  • Securing systems or information
  • Seeking urgent safeguarding, legal, technical, financial, data, ethical, editorial, research, or other specialist advice
  • Referring a matter to an appropriate external authority or service where necessary
  • Communicating proportionately with affected people
  • The decision to be made
  • The relevant Commons activity, policy, procedure, agreement, Group, Working Space, project, event, publication, Repository record, Membership, Partnership, funding arrangement, or other context
  • The person or body with authority
  • The date of the decision
  • Relevant information considered
  • Relevant consultation, advice, review, or assessment
  • Conflicts of interest declared and how they were managed
  • Applicable policies, agreements, requirements, or conditions
  • Risks considered and safeguards applied
  • The decision made
  • Reasons for the decision
  • Conditions, actions, responsibilities, timetable, and review date
  • Communication arrangements
  • Review, appeal, escalation, suspension, variation, or closure routes where applicable
  • A direct response to the person or organization concerned
  • An update to affected participants, Members, contributors, communities, partners, or institutions
  • A public notice
  • A decision letter
  • A formal agreement
  • A publication notice
  • A Repository record
  • An internal record
  • Another appropriate method
  • New evidence becomes available
  • A material error, omission, or misunderstanding is identified
  • A conflict of interest emerges
  • A safeguarding, privacy, data, legal, ethical, research-integrity, editorial-integrity, financial, operational, or reputational concern arises
  • A person, participant, Member, community, institution, partner, provider, funder, sponsor, donor, or other affected party raises a concern
  • A policy, agreement, legal requirement, access condition, or risk assessment changes
  • A related project, event, Working Space, Community Group, publication, Repository record, Partnership, funding arrangement, or other activity changes
  • The decision has reached its review date
  • The purpose of the decision has been achieved or is no longer relevant
  • Ask how a Commons decision is made
  • Seek clarification about a role, authority, responsibility, approval, or delegation
  • Ask whether a decision requires a formal process, review, agreement, or specialist input
  • Request information about an applicable policy, procedure, agreement, or framework
  • Raise a concern about fairness, independence, conflicts of interest, conduct, safeguarding, privacy, data, research, editorial activity, funding, Partnerships, access, or another Commons matter
  • Seek review or appeal information where an applicable process provides for this
  • Provide feedback on the Commons’ governance arrangements, support routes, policies, systems, or activity.